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Showing 3131 to 3140 of 4347 search results for FSA Final Notice.

  1. Final Notice 2017: Waterside Vehicles Ltd [pdf]

    Final notices Published: 10/04/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2020: Sultan Exchange Ltd [pdf]

    Final notices Published: 24/07/2020
    This final notice (Sultan Exchange Ltd.) refers to a failure to provide the information considered necessary to determine the application. We refused the firm’s application for authorisation.

  3. Final Notice 2017: Central Auto Care Ltd [pdf]

    Final notices Published: 31/03/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2020: Harts Car Company Ltd [pdf]

    Final notices Published: 06/02/2020
    This final notice (Harts Car Company Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2020: Small Batch Coffee Ltd [pdf]

    Final notices Published: 21/05/2020
    This final notice (Small Batch Coffee Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2015: Merrill Lynch International [pdf]

    Final notices Published: 22/04/2015 Last modified: 22/04/2015
    This final notice refers to breaches of SUP related to transaction reporting in the investment bank sector. We imposed a fine.

  7. Final Notice 2023: Stanley Moore Motors Ltd [pdf]

    Final notices Published: 27/03/2023
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2017: Sterling Bathrooms Limited [pdf]

    Final notices Published: 04/01/2017
    This final notice refers to breaches of PRIN 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2016: Yesmar Restaurants Limited [pdf]

    Final notices Published: 17/11/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2023: SMH Financial Services Ltd [pdf]

    Final notices Published: 08/12/2023
    “This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation”.
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