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Showing 3261 to 3270 of 4347 search results for FSA Final Notice.

  1. Final Notice 2022: Seidel & Co LLC, London Branch [pdf]

    Final notices Published: 01/11/2022
    This final notice refers to a failure to satisfy the Effective Supervision Threshold Condition (COND) due to the Authority having no means by which it can communicate with the firm. We imposed a cancellation.

  2. Final notice 2020: Standout Campers Ltd [pdf]

    Final notices Published: 29/05/2020
    This final notice (Standout Campers Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  3. Final notice 2018: Shelby Elaine Dewar [pdf]

    Final notices Published: 17/01/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2018: Empire Cars Limited [pdf]

    Final notices Published: 28/02/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2021: Day DV Limited [pdf]

    Final notices Published: 31/03/2021
    This final notice (Day DV Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

  6. Variation of permission

    Tasks for firms Published: 10/05/2015 Last modified: 03/05/2024
    If your firm wants to change or add to its regulated activities, find out how you can apply to us for a variation of permission (VoP).

  7. Final Notice 2020: Andrew Maurice Blunt [pdf]

    Final notices Published: 12/02/2020
    This final notice (Andrew Maurice Blunt) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  8. Final notice 2020: REFINANCE 4U LIMITED [pdf]

    Final notices Published: 25/02/2020
    This final notice (REFINANCE 4U LIMITED) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  9. Final notice 2020: Thomas Auto Limited [pdf]

    Final notices Published: 28/01/2020
    This final notice (Thomas Auto Limited )refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  10. Statement on Achilles Macris

    Statements Published: 12/06/2015 Last modified: 12/06/2015
    On 19 May 2015 the Court of Appeal ruled that the FCA should have given Mr Macris the right to make representations on certain matters set out in the final notice ... Such rights are known as ‘third party rights’. The FCA did not give Mr Macris third
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