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Showing 3361 to 3370 of 4347 search results for FSA Final Notice.

  1. Final notice 2020: Aberdeen Recycling Ltd [pdf]

    Final notices Published: 28/01/2020
    This final notice (Aberdeen Recycling Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  2. Final Notice: Mark Samuel Motors Limited [pdf]

    Final notices Published: 13/10/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. Final notice 2020: Waterside Classics Limited [pdf]

    Final notices Published: 09/07/2020
    This final notice (Waterside Classics Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector. We imposed a cancellation.

  4. Handbook Release 134 - Summary [pdf]

    Handbook Published: 19/02/2013 Last modified: 30/05/2013
    This Release contains pages to be inserted into your paper version of the Handbook in order to bring it up to date as at Release 134. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.

  5. Handbook Release 119 - Summary [pdf]

    Handbook Published: 14/11/2011 Last modified: 30/05/2013
    This Release contains pages to be inserted into your paper version of the Handbook in order to bring it up to date as at Release 119. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.

  6. Handbook Release 120 - Summary [pdf]

    Handbook Published: 08/12/2011 Last modified: 30/05/2013
    This Release contains pages to be inserted into your paper version of the Handbook in order to bring it up to date as at Release 120. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.

  7. Final Notice 2018: The Proper Brand Limited [pdf]

    Final notices Published: 25/07/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2015: Reckitt Benckiser Group Plc [pdf]

    Final notices Published: 20/01/2015 Last modified: 20/01/2015
    This final notice refers to breaches of LR and DTR related to listing rules breaches in the issuer sector. We imposed a financial penalty.

  9. Final Notice 2018: One Solar PV Ltd [pdf]

    Final notices Published: 10/10/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2023: Mr Naeem Akhtar (trading as The Car Team) [pdf]

    Final notices Published: 19/07/2023
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
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