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Showing 3381 to 3390 of 4347 search results for FSA Final Notice.
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Final Notice: Select Motor Company Ltd [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2021: Convert My Conservatory [pdf]
This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation. -
Final Notice 2021: Gedik International Ltd [pdf]
This final notice refers to a failure to satisfy the effective supervision and to appropriate resources threshold conditions (COND) in the wholesale brokerage sector. We refused the firm’s VOP application. -
Final notice 2016: Harrogate Van Centre Limited [pdf]
This final notice refers to breaches of PRIN 11, failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2021: United Claims Management Ltd [pdf]
This final notice refers to a failure to satisfy Threshold Conditions (COND) in the claims management sector. We refused the firm’s application for authorisation. -
Final notice 2016: Volpe Capital Management LLP [pdf]
This final notice refers to a breach of PRIN 11 related to failing to be open and co-operative in the investment adviser sector. We imposed a cancellation. -
Final Notice 2022: Arumpro Capital Limited [pdf]
This Final Notice (Arumpro Capital Limited) refers to a failure to satisfy the effective supervision and suitability threshold conditions (COND) and to be open and co-operative with the Authority (PRIN 11) in relation to a firm within the TPR. We -
Final Notice 2019: Liberator Cars Limited [pdf]
This final notice (Liberator Cars Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2019: Sure-Fire Gas Ltd [pdf]
This final notice (Sure-Fire Gas Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2019: Car-Negotiator Limited [pdf]
This final notice (Car-Negotiator Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.