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Showing 3441 to 3450 of 4347 search results for FSA Final Notice.

  1. Final Notice 2022: Michael Mendonca Nascimento [pdf]

    Final notices Published: 28/04/2022
    This Final Notice (Michael Mendonca Nascimento) refers to breaches of FIT. We imposed a prohibition.

  2. Final Notice 2015: The Motorhome Hire Network Limited [pdf]

    Final notices Published: 13/07/2015 Last modified: 13/07/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions and failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.

  3. Final Notice 2015: Alpha Accident Claims Limited [pdf]

    Final notices Published: 20/03/2015 Last modified: 20/03/2015
    This final notice refers to breaches of Threshold Conditions, PRIN 11, failing to be open and co-operative in the General Insurance Intermediary sector. We imposed a cancellation.

  4. Final Notice 2015: B E Insulated Limited [pdf]

    Final notices Published: 04/09/2015 Last modified: 04/09/2015
    This final notice refers to breaches of COND and CONC related to failing to be open and co-operative in the Consumer Credit sector. We imposed a refusal.

  5. Final Notice 2015: Diane Hunter t/a Village Autocare [pdf]

    Final notices Published: 02/09/2015 Last modified: 02/09/2015
    This final notice refers to breaches of COND and PRIN 11 related to threshold conditions, failing to be open and co-operative and lack of fitness/propriety in the consumer credit sector. We imposed a refusal.

  6. Final Notice 2018: Oaklea Autos NI Ltd [pdf]

    Final notices Published: 06/03/2018
    This final

  7. Final Notice 2015: Barclays Bank PLC [pdf]

    Final notices Published: 20/05/2015 Last modified: 20/05/2015
    This final notice refers to breaches of PRIN 3 related to wholesale conduct and benchmarks in the investment bank sector. We imposed a fine.

  8. Final Notice 2021: Quality Cars Poole Limited [pdf]

    Final notices Published: 26/07/2021
    This final notice (Quality Cars Poole Ltd) refers to a failure to satisfy the threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the consumer credit sector. We refused the firm’s application for authorisation

  9. Final Notice 2020: DP Gas Services Ltd [pdf]

    Final notices Published: 25/02/2020
    This final notice (DP Gas Services Ltd) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  10. Final notice 2015: Carbon Reduction Group Limited [pdf]

    Final notices Published: 30/11/2015 Last modified: 30/11/2015
    This final notice refers to breaches of COND and CONC related to threshold conditions in the consumer credit sector. We imposed a refusal.
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