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Showing 3471 to 3480 of 4347 search results for FSA Final Notice.

  1. Final Notice 2019: VantaBlack Group Limited [pdf]

    Final notices Published: 11/01/2019
    This final notice (VantaBlack Group Limited) refers to failure to satisfy threshold conditions (COND), be open and co-operative with the Authority (PRIN 11), provide appropriate resources, be fit and proper, be ready willing and organised, and

  2. Final Notice 2017: Christopher James Gocher [pdf]

    Final notices Published: 05/01/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice: Midland Motor Company Limited [pdf]

    Final notices Published: 13/10/2016
    This final notice refers to breaches of PRIN 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2019: W S Commercials Ltd [pdf]

    Final notices Published: 07/01/2019
    This final notice (W S Commercials Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2016: Patrick Francis McCreesh [pdf]

    Final notices Published: 21/11/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2019: Taylor Howarth Associates [pdf]

    Final notices Published: 29/10/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Mortgages sector and General Insurance and Protection sector. We imposed a cancellation

  7. FCA Final Notice 2013: Winterflood Securities Limited (trading as Winterflood Investment Trusts) [pdf]

    Final notices Published: 16/12/2013 Last modified: 11/11/2014
    Following a request received from Winterflood Securities Limited (trading as Winterflood Investment Trusts), the FCA hereby limits and restricts the services to which the sponsor approval of Winterflood Securities Limited (trading as Winterflood

  8. Final Notice 2018: MMC Car Repairs Ltd [pdf]

    Final notices Published: 16/05/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2023: Guaranty Trust Bank (UK) Limited [pdf]

    Final notices Published: 10/01/2023
    This Final Notice (Guaranty Trust Bank (UK) Limited) refers to breaches of PRIN 3 related to the risk of financial crime in the wholesale banking sector. We imposed a financial penalty.

  10. Final Notice 2016: Performance Tuning UK Limited [pdf]

    Final notices Published: 08/08/2016 Last modified: 08/08/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
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