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Showing 3581 to 3590 of 4347 search results for FSA Final Notice.

  1. Final notice 2020: Gosforth Car Centre Ltd [pdf]

    Final notices Published: 28/01/2020
    This final notice (Gosforth Car Centre Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2019: Carnwood Investments Limited [pdf]

    Final notices Published: 05/07/2019
    This final notice (Carnwood Investments Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2019: Phillips Motorcycles Limited [pdf]

    Final notices Published: 14/03/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2020: MNS Motors N.E. Ltd [pdf]

    Final notices Published: 21/10/2020
    This final notice refers to a failure to satisfy the Effective Supervision Threshold Condition (COND) in the consumer credit sector. We imposed a cancellation.

  5. FCA Final Notice 2013: Catalyst Investment Group Limited [pdf]

    Final notices Published: 04/10/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 1 and PRIN 6 related to financial promotions and unfair treatment of customers in the investment advisers and platforms sector. We imposed a public censure.

  6. Final Notice 2019: Audi Technik Centre Ltd [pdf]

    Final notices Published: 20/09/2019
    This final notice (Audi Technik Centre Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2020: Blue Gate Capital Limited [pdf]

    Final notices Published: 18/12/2020
    This Final Notice (Blue Gate Capital Limited) refers to breaches of PRIN 2 and PRIN 7 related to financial promotions in the asset management sector. We imposed a requirement to pay restitution and a public censure.

  8. Final Notice 2018: Energize Investments Limited [pdf]

    Final notices Published: 25/05/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2018: Larksway Investments Limited (in Liquidation) [pdf]

    Final notices Published: 27/11/2018
    This final notice refers to breaches of COND, DISP, PRIN 6 and PRIN 11 related to threshold conditions, unfair treatment of customers and failing to be open and co-operative in the Insurance Mediation sector. We imposed a cancellation.

  10. Final Notice 2020: WestendFurnishings Boston Limited [pdf]

    Final notices Published: 24/09/2020 Last modified: 24/09/2020
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
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