Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 3641 to 3650 of 4347 search results for FSA Final Notice.

  1. Final notice 2016: Manchester Plumbing Supplies Limited [pdf]

    Final notices Published: 27/01/2016 Last modified: 27/01/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  2. Final Notice 2018: Vitality Optical Care Ltd [pdf]

    Final notices Published: 21/09/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  3. Final Notice 2020: Claims & Credit Hire Limited [pdf]

    Final notices Published: 10/12/2020
    This FInal Notice for Claims & Credit Hire Limited (CCHL) has failed to respond to five separate requests for the provision of information considered by the Authority to be necessary to enable it to determine the Application.
  4. Ethics and Economics

    Speeches Published: 04/03/2014 Last modified: 05/03/2014
    Speech by Martin Wheatley, Chief Executive of the FCA, to the Worshipful Company of International Bankers, London 4 March 2014. This is the text of the speech as drafted, which may differ from the delivered version.
  5. Final Notice 2018: Swan Motor Centre Limited [pdf]

    Final notices Published: 01/11/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  6. Final Notice 2021: Whessoe Road Motor Company [pdf]

    Final notices Published: 24/06/2021
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.
  7. Final Notice 2017: Mr John Chiesa [pdf]

    Final notices Published: 12/10/2017
    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition and withdrawal.
  8. Final Notice 2020: Risk Free Claims Management Ltd [pdf]

    Final notices Published: 11/09/2020 Last modified: 11/09/2020
    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.
  9. Final Notice 2017: Tamed Earth Bikes Limited [pdf]

    Final notices Published: 07/07/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  10. Final Notice 2020: Sean Morrison (trading as GL51 Cars) [pdf]

    Final notices Published: 05/08/2020
    This final notice Sean Morrison (trading as GL51 Cars) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.