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Showing 3741 to 3750 of 4349 search results for FSA Final Notice.

  1. RCB key documents

    Published: 13/05/2016 Last modified: 27/03/2024
    Find our key documents and useful information if the regulated covered bonds regime applies to your firm.

  2. Final Notice 2020: Fuse Assurance Solutions Limited [pdf]

    Final notices Published: 12/11/2020 Last modified: 12/11/2020
    The firm (Fuse Assurance Solutions Limitied) was issued a Final Notice and was revoked on 11 November 2020.

  3. Final Notice 2017: Edmonton Credit Union Limited [pdf]

    Final notices Published: 22/08/2017
    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the credit union sector. We imposed a cancellation.

  4. Final Notice 2021: Nigelsands Car Sales Retail Limited [pdf]

    Final notices Published: 12/02/2021
    This final notice (Nigelsands Car Sales Retail Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2023: Horse Insurance Services (Kerry Smith trading as) [pdf]

    Final notices Published: 19/09/2023
    The FCA publishes a Final Notice referring to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the retail lending, retail investments, general insurance & protection and

  6. Final notice 2019: Paragon Insurance Services Ltd [pdf]

    Final notices Published: 29/10/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector, General Insurance and Protection sector and Consumer Credit.

  7. Final notice 2020: NUYOU FINANCE (SAMANTHA EDWARDS TRADING AS) [pdf]

    Final notices Published: 25/02/2020
    This final notice (NUYOU FINANCE SAMANTHA EDWARDS TRADING AS) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  8. FSA - PS13/4 FSCS Funding model review – feedback on FSA CP13/1

    Policy statements Published: 25/03/2013 Last modified: 07/02/2022
    This paper confirms we will proceed as outlined in CP13/1; and the final rules for the FCA Retail Pool.

  9. Final Notice 2017: Vehicle Lease Solutions Limited [pdf]

    Final notices Published: 04/12/2017
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  10. Final Notice 2017: Logic Financial Solutions Ltd [pdf]

    Final notices Published: 30/05/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the investment adviser, consumer credit and mortgages sectors. We imposed a cancellation.
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