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Showing 3771 to 3780 of 4349 search results for FSA Final Notice.
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Article 23D Benchmarks Regulation – Notice of requirements [pdf]
This final Notice replaces the previously published draft version -
FCA Final Notice 2014: Autopromotions Insurance Services Limited [pdf]
This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation. -
Final Notice 2017: Collins Ward Capital Management Ltd [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the wealth management and private banking sector. We imposed a cancellation. -
Article 23C Benchmarks Regulation – Notice of permitted legacy use by supervised entities [pdf]
This final Notice replaces the previously published draft version -
Final Notice 2019: Falkland Performance Centre Ltd [pdf]
This final notice (Falkland Performance Centre Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: London Road Car Sales Ltd [pdf]
This FCA final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: ASL Car Sales Chobham Ltd [pdf]
This final notice (ASL Car Sales Chobham Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
FCA Final Notice 2014: Great Wall Financial Service Limited [pdf]
This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation. -
FCA Final Notice 2013: Shahjalal Umrah & Hajj Company Limited [pdf]
This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation. -
Final Notice 2019: Car Centre Chesterfield Limited [pdf]
This final notice (Car Centre Chesterfield Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.