Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 3991 to 4000 of 4349 search results for FSA Final Notice.

  1. FG13/9 - Primary Market Bulletin No. 7

    Newsletters Published: 07/10/2013 Last modified: 29/11/2021
    The UKLA Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 7.

  2. FCA publishes final Brexit instruments and Temporary Transitional Power (TTP) directions

    News stories Published: 22/12/2020 Last modified: 22/12/2020
    We've published the final onshoring instruments, related guidance and Temporary Transitional Power (TTP) directions that will apply at the end of the Brexit transition period.

  3. General insurance add-ons market study

    Market studies Published: 24/07/2014 Last modified: 01/04/2016
    This report sets out our final findings from our market study on the sale of general insurance add-ons. ... MS14/1: General Insurance Add-Ons: Final Report – Confirmed Findings of the Market Study.

  4. FCA fines TFS-ICAP £3.44 million for market misconduct

    Press Releases Published: 23/11/2020 Last modified: 23/11/2020
    The Financial Conduct Authority (FCA) has fined TFS-ICAP Ltd, an FX options broker, £3.44m for communicating misleading information to clients.

  5. Final Notice 2020: Zaka Haq trading as Accident Specialists Bedford [pdf]

    Final notices Published: 20/10/2020 Last modified: 20/10/2020
    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.

  6. Final notice 2020: James Creed & Acsar Shazadi & Anzelika Lazdovskaja Ltd [pdf]

    Final notices Published: 29/05/2020
    This final notice (James Creed & Acsar Shazadi & Anzelika Lazdovskaja Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  7. Consumer warning – Larksway Investments Limited (in Liquidation)

    News stories Published: 27/11/2018 Last modified: 18/05/2021
    Larksway Investments Limited (Larksway) was referred to the FCA's Enforcement and Market Oversight Division on 5 April 2016.

  8. Final Notice 2017: Rotton Park/ Winson Green Credit Union Limited [pdf]

    Final notices Published: 22/08/2017
    This final notice refers to a cancellation of permission pursuant to exercising powers under section 55J of FSMA in the credit union sector.

  9. FCA Final Notice 2014: Chase de Vere Independent Financial Advisers Limited (formerly AWD Chase de Vere Limited) [pdf]

    Final notices Published: 17/11/2014 Last modified: 08/05/2015
    This final notice refers to breaches of PRIN 3, PRIN 7, SYSC, and COBS related to mis-selling in the investment adviser sector. We imposed a redress.

  10. Final Notice 2017: Elswick and Cruddas Park Credit Union Limited [pdf]

    Final notices Published: 22/08/2017
    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the credit union sector. We imposed a cancellation.
Related topics