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Showing 4001 to 4010 of 4349 search results for FSA Final Notice.
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Innovation: The regulatory opportunity
Speech by Martin Wheatley, Chief Executive of the FCA, at the Financial News Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Business Plan 2022/23
The FCA Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy. -
Business Plan 2023/24
The FCA's Business Plan details the work it will do over the next 12 months to help deliver the commitments in its Strategy. -
Investor engagement in a changing regulatory landscape
Back in 2012, an FSA supervisory review of conflicts of interest in the asset management sector uncovered the increasing use of dealing commissions to pay for this access.When we looked ... We will then need to put the final proposals into our domestic -
Primary Market Bulletin 40
In this edition we provide feedback on our consultation in PMB 34 and highlight changes to the Knowledge Base on the prospectus regime as a result of the consultation. -
Settlement in enforcement cases
An FCA settlement is a regulatory decision taken by us, the terms of which are accepted by the firm or individual concerned. -
Final Notice 2019: Oldham Athletic (2004) Association Football Club Limited [pdf]
This final notice (Oldham Athletic (2004) Association Football Club Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We -
Complaints Commissioner’s final reports
Read the Complaints Commissioner’s final reports and FCA responses. -
FCA proposing changes to streamline decision-making
The FCA is proposing changes to its decision-making process which will enable it to make faster and more effective decisions. -
FSCS supplementary levies for 2017/18
Find out more about the FSCS’s supplementary levy and why the retail pool is triggered