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Showing 4021 to 4030 of 4349 search results for FSA Final Notice.
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FSA and OFT publish guidance to firms designing new payment protection products
The Financial Services Authority (FSA) and the Office of Fair Trading (OFT) have jointly published final guidance to help prevent the problems associated with Payment Protection Insurance (PPI) recurring in a new generation of products. -
FSCS supplementary levies for 2018/19
Find out more about the FSCS’s supplementary levy and why the retail pool is triggered -
FCA fines LJ Financial Planning Ltd £107,200
Independent financial advice firm is fined for providing its customers with unsuitable pension switching and transfer advice and failing to manage its conflicts of interest. -
Final Notice 2020: Palace of Royals Furniture (Mr Ali Benomran trading as) [pdf]
This final notice (Palace of Royals Furniture (Mr Ali Benomran trading as)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We -
Enforcement data – Annual Report 2019/20
This FCA enforcement data for the year 2019/20 forms part of the FCA's annual report 2019/20. -
Payment Services Regulations 2017 and Electronic Money Regulations 2011
The FCA provides information on the regulation of payment services and e-money, including who is affected by the rules. -
FG13/3 - Code of Practice for the relationship between the external auditor and the supervisor
The FSA published their Code of Practice for the relationship between the external auditor and the supervisor in May 2011. ... Following consultation on draft guidance, we publish here our final guidance on these matters. -
Final Notice 2018: D & J Roofing & Building Services Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
FCA publicly censures Redcentric PLC for market abuse
The FCA has today issued a public censure to to Redcentric PLC (Redcentric) for committing market abuse between 9 November 2015 and 7 November 2016. -
Primary Market Bulletin 33
Welcome to the 33rd edition of the Primary Market Bulletin (PMB).