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Showing 4041 to 4050 of 4350 search results for FSA Final Notice.
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CP16/8: Quarterly Consultation Paper No. 12
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals. -
FCA bans Jon Frensham from working in financial services
The FCA has banned director Jon Frensham (formerly known as Jonathan James Hunt) from performing any regulated activity -
Cum-ex trades investigations information – October 2021
FCA provides cum-ex trades investigations information. -
FCA issues statement of objections to 3 money transfer firms
In a statement of objections, the Financial Conduct Authority (FCA) alleges that Dollar East (International Travel & Money Transfer) Ltd, Hafiz Bros Travel & Money Transfer Limited, and LCC Trans-Sending Limited (including its parent company Small -
FCA operating service metrics 2022/23
This report sets out how the FCA performed in 2022/23 against 54 operating service metrics, including how it dealt with regulatory applications, telephone enquiries and other correspondence. -
Andrew Bailey speech at the Annual Public Meeting 2019
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2019 Annual Public Meeting. -
FSA CP13/9: Implementation of the Alternative Investment Fund Managers Directive Part 2
We are consulting on transposing the Alternative Investment Fund Managers Directive (AIFMD) in the UK. -
Former director banned from conducting regulated activity
Final notice for Kevin Allen. -
Building a common language in the mortgage market
Speech by Linda Woodall, Director of Mortgages and Consumer Lending FCA at the Council of Mortgage Lenders (CML) - Mortgage Industry Conference and Exhibition. This is the text of the speech as drafted, which may differ from the delivered version. -
Regulating the UK as a global financial centre
Speech delivered by Nausicaa Delfas, Executive Director of International at City & Financial Global’s Virtual Summit.