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Showing 4051 to 4060 of 4350 search results for FSA Final Notice.

  1. Final Notice 2024: HSBC UK Bank plc, HSBC Bank plc and Marks and Spencer Financial Services plc [pdf]

    Final notices Published: 23/05/2024
    For the reasons given in this Warning Notice, the FCA has imposed on HSBC UK a financial penalty of £6,280,100

  2. Financial Conduct Authority publishes Decision Notice concerning Linear Investments Limited

    Press Releases Published: 27/09/2018 Last modified: 27/09/2018
    The Financial Conduct Authority (FCA) has today published a Decision Notice concerning Linear Investments Limited. Linear failed to take reasonable care to organise and control its affairs responsibly and effectively to ensure potential instances of

  3. CP22/09: Expansion of the Dormant Assets scheme

    Consultations Consultation papers Published: 13/05/2022 Last modified: 16/08/2022
    We are consulting on changes to the FCA handbook to reflect the expansion of the Dormant Assets Scheme.

  4. FS21/11: Article 23D BMR decision for 6 sterling and yen LIBOR versions

    Feedback statements Published: 24/06/2021 Last modified: 16/11/2021
    Our feedback on responses to our proposal to use our Article 23D(2) powers introduced through amendments to the Benchmarks Regulation (BMR)

  5. FCA decides to impose conditions on takeover of Link Group

    Press Releases Published: 12/09/2022 Last modified: 12/09/2022
    Following announcements made on Monday 12 September by Link Group to the Australian Securities Exchange and Dye and Durham to the Toronto Stock Exchange, the FCA is providing a short update on its involvement in the proposed takeover of the Link

  6. Speech: New thinking in regulatory economics

    Insight Published: 23/03/2017 Last modified: 23/03/2017
    I suppose the final implication of my story could be that influencing decisions is just too hard.It may make more sense to impose product standards than attempt to persuade people

  7. Regulatory Developments and the Changing Market Structure

    Speeches Published: 12/03/2014 Last modified: 12/03/2014
    Speech by David Lawton, Director of Markets at the FCA, at the American Bar Association Capital Markets Conference, Law Society, London, Thursday 27 February 2014. This is the text of the speech as drafted, which may differ from the delivered version

  8. IRHP: background to the review

    Consumers Know your rights Published: 26/05/2016 Last modified: 14/12/2021
    Information on why the review was conducted. 

  9. FCA publishes Decision Notice against former CEO of Sonali Bank (UK) Ltd for AML failings

    Press Releases Published: 04/12/2018 Last modified: 04/12/2018
    The Financial Conduct Authority (FCA) has today published a Decision Notice in respect of Mohammad Ataur Rahman Prodhan, the former Chief Executive Officer of Sonali Bank (UK) Limited (SBUK), fining him £76,400.

  10. Alex Hope pleads guilty to perverting the course of justice

    Press Releases Published: 07/03/2018 Last modified: 07/03/2018
    Today, 7 March 2018, Alex Hope pleaded guilty to a charge of perverting the course of justice at the Inner London Crown Court.
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