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Showing 4081 to 4090 of 4351 search results for FSA Final Notice.

  1. Final Notice 2021: James Sheriff (trading as Your Move First Choice Properties) [pdf]

    Final notices Published: 02/08/2021
    This final notice (James Sheriff (trading as Your Move First Choice Properties) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We

  2. The rationale for the FCA’s Mission and the context which the FCA operates in

    Speeches Published: 26/10/2016 Last modified: 10/11/2016
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at City Banquet, Mansion House.

  3. Information on prosecutions for insider dealing - August 2021

    FOI Release Date of Release: 04/08/2021
    The FCA provides information on the prosecutions for insider dealing from suspicious transaction and order reports (STORs) from 2017 to 2020.

  4. CP21/33: Regulatory fees and levies proposals for 2022/23

    Policy and guidance Consultation papers Published: 30/11/2021 Last modified: 07/03/2022
    We consult on our proposed policy changes to the way we will raise FCA fees from 2022/23

  5. FCA operating service metrics 2021/22

    Data Published: 19/07/2022 Last modified: 20/12/2023
    The FCA provides information about the timeliness of its operating service metrics (formerly known as service standards) in a range of areas for 2021/22.

  6. FCA fines Tesco Bank £16.4m for failures in 2016 cyber attack

    Press Releases Published: 01/10/2018 Last modified: 01/10/2018
    The Financial Conduct Authority (FCA) has fined Tesco Personal Finance plc (Tesco Bank) £16,400,000 for failing to exercise due skill, care and diligence in protecting its personal current account holders against a cyber attack. The cyber attack

  7. Further consultation and announcements on the wind-down of LIBOR

    News stories Published: 23/11/2022 Last modified: 23/11/2022
    We are proposing to require LIBOR’s administrator, IBA, to continue to publish the 1-, 3- and 6-month US dollar LIBOR settings under an unrepresentative ‘synthetic’ methodology until end-September 2024. After this, publication would cease

  8. FCA fines and bans former RBS trader, Neil Danziger

    Press Releases Published: 08/01/2018 Last modified: 08/01/2018
    The Financial Conduct Authority (FCA) has imposed a financial penalty of £250,000 on former Royal Bank of Scotland (RBS) interest rate derivatives trader, Neil Danziger, and prohibited him from performing any function in relation to any regulated

  9. FCA bans debt management couple for misappropriating client money

    Press Releases Published: 23/10/2017 Last modified: 23/10/2017
    The Financial Conduct Authority (FCA) has today banned Adrian and Christine Whitehurst, former directors of debt management firm First Step Finance Limited (now dissolved), for dishonestly misappropriating client money. Over 4000 customers lost a

  10. CP22/1: Financial Services Compensation Scheme – Management Expenses Levy Limit 2022/23

    Consultation papers Published: 12/01/2022 Last modified: 25/03/2022
    In a joint consultation with the PRA, we are consulting on the management expenses levy limit for the Financial Services Compensation Scheme.
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