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Showing 1701 to 1710 of 1799 search results for FSA Final Notice 2006.

  1. FSA Application Refusal 2005: Connex Financial Services Limited [pdf]

    Final notices Published: 01/03/2005 Last modified: 14/06/2014
    FSA Application Refusal 2005: Connex Financial Services Limited

  2. FSA Final Notice 2012: Topps Rogers Financial Management [pdf]

    Final notices Published: 13/02/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Topps Rogers Financial Management

  3. FSA Application Refusal 2012: Celtic Business Services Ltd [pdf]

    Final notices Published: 12/10/2012 Last modified: 14/06/2014
    FSA Application Refusal 2012: Celtic Business Services Ltd

  4. FSA Approved Person Refusals 2003: Mr Geoffrey Darin Brownlee-Jones [pdf]

    Final notices Published: 01/11/2003 Last modified: 14/06/2014
    FSA Approved Person Refusals 2003: Mr Geoffrey Darin Brownlee-Jones

  5. FSA Final Notice 2012: Mortgage & Finance Professionals [pdf]

    Final notices Published: 19/10/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Mortgage & Finance Professionals

  6. Enforcement

    About us How we regulate Published: 21/04/2016 Last modified: 02/04/2024
    Find out more about FCA enforcement powers, including how we protect consumers and act against firms and individuals that don’t meet our standards.

  7. 2015 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2015. 

  8. Shaping the future in asset management

    Speeches Published: 30/10/2013 Last modified: 30/10/2013
    Keynote speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  9. FSA fines Royal Bank of Scotland Group £5.6m for UK sanctions controls failings

    Press Releases Published: 03/08/2010 Last modified: 29/11/2021
    The Financial Services Authority (FSA) has today fined members of the Royal Bank of Scotland Group (RBSG) £5.6m for failing to have adequate systems and controls in place to prevent breaches of UK financial sanctions.

  10. FCA publicly censures Redcentric PLC for market abuse

    Press Releases Published: 26/06/2020 Last modified: 26/06/2020
    The FCA has today issued a public censure to to Redcentric PLC (Redcentric) for committing market abuse between 9 November 2015 and 7 November 2016.