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Showing 211 to 220 of 1799 search results for FSA Final Notice 2006.

  1. FSA Approved Person Refusals 2006: Stanley Olutola [pdf]

    Final notices Published: 01/12/2006 Last modified: 14/06/2014
    FSA Approved Person Refusals 2006: Stanley Olutola

  2. FSA Approved Person Refusals 2006: Frederick Young [pdf]

    Final notices Published: 01/07/2006 Last modified: 14/06/2014
    FSA Approved Person Refusals 2006: Frederick Young

  3. FSA Approved Person Refusals 2006: Paul Andrew Starman [pdf]

    Final notices Published: 01/12/2006 Last modified: 14/06/2014
    FSA Approved Person Refusals 2006: Paul Andrew Starman

  4. FSA Application Refusal 2006: Ultravel Limited [pdf]

    Final notices Published: 01/10/2006 Last modified: 14/06/2014
    FSA Application Refusal 2006: Ultravel Limited

  5. FSA Approved Person Refusals 2006: Peter Greengrass [pdf]

    Final notices Published: 01/06/2006 Last modified: 14/06/2014
    FSA Approved Person Refusals 2006: Peter Greengrass

  6. FSA Approved Person Refusals 2006: John Willoughby Giles Catchpole [pdf]

    Final notices Published: 01/10/2006 Last modified: 14/06/2014
    FSA Approved Person Refusals 2006: John Willoughby Giles Catchpole

  7. FSA Application Refusal 2006: L M Brown Motors Limited [pdf]

    Final notices Published: 01/04/2006 Last modified: 14/06/2014
    FSA Application Refusal 2006: L M Brown Motors Limited

  8. 2013 Disclosure Log

    Last modified: 22/11/2021
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. 

  9. FSA fines Nestor Healthcare Group £175,000 for clearance to deal failings

    Press Releases Published: 14/02/2013 Last modified: 07/02/2022
    The Financial Services Authority (FSA) has fined Nestor Healthcare Group Limited (Nestor) £175,000 for failing to take adequate steps to ensure that its board members and senior executives complied with the share dealing provisions of the FSA’s

  10. FSA fines Norwich Union Life £1.26m for exposing its customers to the risk of fraud

    Press Releases Published: 17/12/2007 Last modified: 08/11/2016
    The Financial Services Authority (FSA) has fined Norwich Union Life £1.26 million for not having effective systems and controls in place to protect customers' confidential information and manage its financial crime risks. These failings resulted in