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Showing 221 to 230 of 1799 search results for FSA Final Notice 2006.

  1. RBS fined £87.5 million for significant failings in relation to LIBOR

    Press Releases Published: 06/02/2013 Last modified: 18/11/2021
    The Financial Services Authority (FSA) has fined The Royal Bank of Scotland plc (RBS) £87.5 million for misconduct relating to the London Interbank Offered Rate (LIBOR).

  2. ICAP Europe Limited fined £14 million for significant failings in relation to LIBOR

    Press Releases Published: 25/09/2013 Last modified: 04/11/2014
    The Final Notice for IEL. ... The remaining contributions were then arithmetically averaged to create the final published LIBOR rate.

  3. The Financial Conduct Authority (FCA) bans Kweku Mawuli Adoboli from the financial services industry

    Press Releases Published: 15/10/2015 Last modified: 18/11/2021
    Following convictions on 20 November 2012 of two counts of fraud by abuse of position, the Financial Conduct Authority (FCA) has banned Kweku Mawuli Adoboli from performing any function in relation to any regulated financial activity.

  4. FCA fines Lloyds Banking Group firms a total of £28,038,800 for serious sales incentive failings

    Press Releases Published: 11/12/2013 Last modified: 25/11/2021
    The Financial Conduct Authority (FCA) has fined Lloyds TSB Bank plc and Bank of Scotland plc, both part of Lloyds Banking Group (LBG), £28,038,800 for serious failings in their controls over sales incentive schemes.

  5. Lloyds Banking Group fined £105m for serious LIBOR and other benchmark failings

    Press Releases Published: 28/07/2014 Last modified: 28/07/2014
    In relation to LIBOR, the firms’ misconduct between May 2006 and June 2009 included:. ... Final Notice for Lloyds Bank plc and Bank of Scotland plc.

  6. 2017 Disclosure Log

    Last modified: 16/11/2023
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. 

  7. FSA Third Supervisory Notice 2006: Rotton Park/Winson Green Credit Union Limited [pdf]

    Supervisory notices Published: 01/06/2006 Last modified: 14/06/2014
    FSA Third Supervisory Notice 2006: Rotton Park/Winson Green Credit Union Limited

  8. FSA Supervisory Notice 2006: Rotton Park/Winson Green Credit Union Limited [pdf]

    Supervisory notices Published: 01/06/2006 Last modified: 14/06/2014
    FSA Supervisory Notice 2006: Rotton Park/Winson Green Credit Union Limited

  9. FSA Supervisory Notice 2006: Virendra Rai Agarwala (trading as Abbex Insurance) [pdf]

    Supervisory notices Published: 01/11/2006 Last modified: 14/06/2014
    FSA Supervisory Notice 2006: Virendra Rai Agarwala (trading as Abbex Insurance)

  10. FSA Supervisory Notice 2006: Cornelius McGee (trading as McGee Lindsay and Company) [pdf]

    Supervisory notices Published: 01/01/2006 Last modified: 14/06/2014
    FSA Supervisory Notice 2006: Cornelius McGee (trading as McGee Lindsay and Company)