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Showing 151 to 160 of 1807 search results for FSA Final Notice 2007.

  1. FSA Application Refusal 2007: APR Property Services Limited t/a Reiff & Co. [pdf]

    Final notices Published: 17/01/2007 Last modified: 14/06/2014
    FSA Application Refusal 2007: APR Property Services Limited t/a Reiff & Co.

  2. FSA Approved Person Refusals 2007: Mr Anthony Reiff [pdf]

    Final notices Published: 01/01/2007 Last modified: 14/06/2014
    FSA Approved Person Refusals 2007: Mr Anthony Reiff

  3. FSA Approved Person Refusals 2007: Mrs Owolabi Trading as Josh & Co [pdf]

    Final notices Published: 01/03/2007 Last modified: 14/06/2014
    FSA Approved Person Refusals 2007: Mrs Owolabi Trading as Josh & Co

  4. FSA Application Refusal 2007: Helen Rimmer Property Management Services Limited (HRPMSL) [pdf]

    Final notices Published: 12/03/2007 Last modified: 14/06/2014
    FSA Application Refusal 2007: Helen Rimmer Property Management Services Limited (HRPMSL)

  5. FSA Approved Person Refusals 2007: Apsley Homes and Policylink ("AHPL") and Mrs Heather Loughrey ("Mrs Loughrey") [pdf]

    Final notices Published: 01/08/2007 Last modified: 14/06/2014
    FSA Approved Person Refusals 2007: Apsley Homes and Policylink ("AHPL") and Mrs Heather Loughrey ("Mrs Loughrey")

  6. FSA Approved Person Refusals 2007: Mortgage Plus [N.I.] Limited ("Mortgage Plus") and Mr Richard Kirk McClure ("Mr McClure") [pdf]

    Final notices Published: 01/06/2007 Last modified: 14/06/2014
    FSA Approved Person Refusals 2007: Mortgage Plus [N.I.] Limited ("Mortgage Plus") and Mr Richard Kirk McClure ("Mr McClure")

  7. 2013 Disclosure Log

    Last modified: 22/11/2021
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. 

  8. FCA fines Bank of Scotland for failing to report suspicions of fraud at HBOS Reading

    Press Releases Published: 21/06/2019 Last modified: 21/06/2019
    The Financial Conduct Authority (FCA) has today fined Bank of Scotland (BOS) £45,500,000 for failures to disclose information about its suspicions that fraud may have occurred at the Reading-based Impaired Assets (IAR) team of Halifax Bank of

  9. FCA bans former CIB Partners Limited CEO Arnold Eber

    Press Releases Published: 27/02/2014 Last modified: 27/02/2014
    assets. The Final Notice for Arnold Eber. ... The SLS bonds and asset portfolio, which are the subject of this Final Notice, underpinned certain products issued by Keydata Investment Services Limited (in administration) (Keydata).

  10. Tribunal bans former trader for lying to the FCA and the Tribunal

    Press Releases Published: 17/12/2013 Last modified: 19/12/2013
    Kerr came to a settlement with the FSA on the basis that his role in the relevant trading amounted to market abuse. ... The final notice for Andrew Charles Kerr.