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Showing 181 to 190 of 1807 search results for FSA Final Notice 2007.

181. FCA fines The Bank of New York Mellon London branch and The Bank of New York Mellon International Limited £126 million for failure to comply with the Custody Rules

     Press Releases Published: 15/04/2015 Last modified: 15/04/2015
     The final notice for The Bank of New York Mellon London Branch / The Bank of New York Mellon (International) Ltd. ... Following the insolvency of Lehman Brothers in 2008, the FCA’s predecessor, the Financial Services Authority (FSA), wrote to

182. FCA fines Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited £8.2m for Client Money and Assets failings

     Press Releases Published: 05/10/2016 Last modified: 03/11/2016
     The Financial Conduct Authority (FCA) has today fined Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited (together Aviva) £8,246,800 for failings in its oversight of its outsourced providers in relation to the protection of client assets.

183. How implementing the Mortgage Market Review will shape the new market

     Speeches Published: 01/10/2013 Last modified: 03/10/2013
     Speech by Linda Woodall, Director of Mortgages and Consumer Lending, the FCA, at the Financial Services Expo, London. This is the text of the speech as drafted, which may differ from the delivered version.

184. FSA Supervisory Notice 2007: M Young Legal Associates Limited [pdf]

     Supervisory notices Published: 01/09/2007 Last modified: 14/06/2014
     FSA Supervisory Notice 2007: M Young Legal Associates Limited

185. FSA Supervisory Notice 2007: Jubilee (Ancoats) Credit Union Limited [pdf]

     Supervisory notices Published: 01/06/2007 Last modified: 14/06/2014
     FSA Supervisory Notice 2007: Jubilee (Ancoats) Credit Union Limited

186. FSA Supervisory Notice 2007: Rukhsana Malik (trading as Greenacre) [pdf]

     Supervisory notices Published: 01/11/2007 Last modified: 14/06/2014
     FSA Supervisory Notice 2007: Rukhsana Malik (trading as Greenacre)

187. FSA Supervisory Notice 2007: Bimmy Olarinko (trading as BIM Financial Consultancy) [pdf]

     Supervisory notices Published: 01/12/2007 Last modified: 14/06/2014
     FSA Supervisory Notice 2007: Bimmy Olarinko (trading as BIM Financial Consultancy)

188. FSA Supervisory Notice 2007: Qamar Hussain (trading as Radiant Technological Services) [pdf]

     Supervisory notices Published: 01/05/2007 Last modified: 14/06/2014
     FSA Supervisory Notice 2007: Qamar Hussain (trading as Radiant Technological Services)

189. FSA Supervisory Notice 2007: PK Property Services Limited [pdf]

     Supervisory notices Published: 01/12/2007 Last modified: 14/06/2014
     FSA Supervisory Notice 2007: PK Property Services Limited

190. FSA Supervisory Notice 2007: Gordon Benville trading as Kingsfield [pdf]

     Supervisory notices Published: 01/10/2007 Last modified: 14/06/2014
     FSA Supervisory Notice 2007: Gordon Benville trading as Kingsfield