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Showing 251 to 260 of 1850 search results for FSA Final Notice 2008.

  1. FCA fines The Bank of New York Mellon London branch and The Bank of New York Mellon International Limited £126 million for failure to comply with the Custody Rules

    Press Releases Published: 15/04/2015 Last modified: 15/04/2015
    The final notice for The Bank of New York Mellon London Branch / The Bank of New York Mellon (International) Ltd. ... Following the insolvency of Lehman Brothers in 2008, the FCA’s predecessor, the Financial Services Authority (FSA), wrote to

  2. Capita Financial Managers to pay up to £66 million for the benefit of investors in the Connaught Income Fund, Series 1

    Press Releases Published: 10/11/2017 Last modified: 10/11/2017
    The Financial Conduct Authority has today announced that Capita Financial Managers Limited (CFM) has been publicly censured and will pay up to £66 million to those investors who suffered loss as a result of investing in the Guaranteed Low Risk

  3. FCA fines Towergate and former director Timothy Philip for client and insurer money failings

    Press Releases Published: 13/07/2016 Last modified: 13/07/2016
    From December 2008, in breach of its agreements with insurers, Towergate changed the basis upon which it removed commission owed to it by insurers from its insurer money bank accounts. ... Final notices for Towergate Underwriting Group Limited and

  4. FCA fines five banks £1.1 billion for FX failings and announces industry-wide remediation programme

    Press Releases Published: 12/11/2014 Last modified: 04/11/2019
    The Financial Conduct Authority (FCA) has imposed fines totalling £1,114,918,000 ($1.7 billion) on five banks for failing to control business practices in their G10 spot foreign exchange (FX) trading operations: Citibank N.A. £225,575,000 ($358

  5. Redacted Final Notice: 2008 [pdf]

    Final notices Published: 14/10/2008
    Redacted Final Notice: 2008

  6. FSA Supervisory Notice 2008: Jem Insurance Services [pdf]

    Supervisory notices Published: 01/09/2008 Last modified: 14/06/2014
    FSA Supervisory Notice 2008: Jem Insurance Services

  7. FSA Supervisory Notice 2008: Kaupthing Singer & Friedlander Limited [pdf]

    Supervisory notices Published: 01/10/2008 Last modified: 14/06/2014
    FSA Supervisory Notice 2008: Kaupthing Singer & Friedlander Limited

  8. FSA Supervisory Notice 2008: London and Scottish Bank PLC [pdf]

    Supervisory notices Published: 01/11/2008 Last modified: 14/06/2014
    FSA Supervisory Notice 2008: London and Scottish Bank PLC

  9. FSA Supervisory Notice 2008: New Sovereign Insurance Services Limited [pdf]

    Supervisory notices Published: 01/07/2008 Last modified: 14/06/2014
    FSA Supervisory Notice 2008: New Sovereign Insurance Services Limited

  10. FSA Supervisory Notice 2008: P&S Motors Limited [pdf]

    Supervisory notices Published: 01/03/2008 Last modified: 14/06/2014
    FSA Supervisory Notice 2008: P&S Motors Limited