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Showing 1741 to 1750 of 1850 search results for FSA Final Notice 2009.

  1. FSA Final Notice 2012: Lawford Finance UK Limited [pdf]

    Final notices Published: 09/03/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Lawford Finance UK Limited

  2. FSA Final Notice 2011: Norwich and Peterborough Building Society (N&P or the firm) [pdf]

    Final notices Published: 15/04/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Norwich and Peterborough Building Society (N&P or the firm)

  3. FSA Final Notice 2013: Mr Cheick Tidjane Thiam [pdf]

    Final notices Published: 26/03/2013 Last modified: 30/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Mr Cheick Tidjane Thiam.

  4. FSA Application Refusal 2011: Avista Wire and Clearing Limited [pdf]

    Final notices Published: 06/01/2011 Last modified: 14/06/2014
    FSA Application Refusal 2011: Avista Wire and Clearing Limited - Final Notice Summary

  5. FSA Final Notice 2012: Topps Rogers Financial Management [pdf]

    Final notices Published: 13/02/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Topps Rogers Financial Management

  6. FSA Application Refusal 2005: Connex Financial Services Limited [pdf]

    Final notices Published: 01/03/2005 Last modified: 14/06/2014
    FSA Application Refusal 2005: Connex Financial Services Limited

  7. FSA Application Refusal 2012: Celtic Business Services Ltd [pdf]

    Final notices Published: 12/10/2012 Last modified: 14/06/2014
    FSA Application Refusal 2012: Celtic Business Services Ltd

  8. FSA Approved Person Refusals 2003: Mr Geoffrey Darin Brownlee-Jones [pdf]

    Final notices Published: 01/11/2003 Last modified: 14/06/2014
    FSA Approved Person Refusals 2003: Mr Geoffrey Darin Brownlee-Jones

  9. FSA Final Notice 2012: Mortgage & Finance Professionals [pdf]

    Final notices Published: 19/10/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Mortgage & Finance Professionals

  10. Enforcement

    About us How we regulate Published: 21/04/2016 Last modified: 02/04/2024
    Find out more about FCA enforcement powers, including how we protect consumers and act against firms and individuals that don’t meet our standards.