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Showing 1771 to 1780 of 1878 search results for FSA Final Notice 2010.

  1. FSA Approved Person Refusals 2003: Mr Geoffrey Darin Brownlee-Jones [pdf]

    Final notices Published: 01/11/2003 Last modified: 14/06/2014
    FSA Approved Person Refusals 2003: Mr Geoffrey Darin Brownlee-Jones

  2. FSA Final Notice 2012: Mortgage & Finance Professionals [pdf]

    Final notices Published: 19/10/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Mortgage & Finance Professionals

  3. FSA secures Supreme Court win in satellite warranty case

    Press Releases Published: 13/02/2013 Last modified: 22/11/2021
    The Supreme Court unanimously dismissed appeals by Digital Satellite Warranty Cover and Bernard Freeman and Michael Sullivan, trading as Satellite Services.

  4. Key publications – electronic money and payment services

    Tasks for regulated firms Published: 06/08/2015 Last modified: 10/02/2023
    Publications relating to the Payment Services Directive, Electronic Money Regulations and Payment Services Regulations

  5. Enforcement

    About us How we regulate Published: 21/04/2016 Last modified: 02/04/2024
    Find out more about FCA enforcement powers, including how we protect consumers and act against firms and individuals that don’t meet our standards.

  6. FSA fines Prudential £30 million and censures CEO for failing to inform regulator of 2010 acquisition plans

    Press Releases Published: 27/03/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has fined companies in the Prudential Group (Prudential) a total of £30 million for breaching FSA Principles and UKLA Listing Principles. The fines relate to Prudential’s failure to inform the FSA at the

  7. FCA decides to fine Tariq Carrimjee in relation to market abuse committed by Rameshkumar Goenka in October 2010

    Press Releases Published: 08/08/2013 Last modified: 17/09/2013
    The Financial Conduct Authority (FCA) has today published a Decision Notice for Tariq Carrimjee of Somerset Asset Management LLP in relation to assisting Goenka.

  8. 2015 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2015. 

  9. Information for ARM investors

    News stories Published: 04/10/2013 Last modified: 04/10/2013
    There have been a number of developments recently that affect investors in bonds issued by ARM Asset Backed Securities SA (ARM), a securitisation vehicle based in Luxembourg. We take a look at some frequently asked questions.

  10. FCA bans two individuals for lack of integrity

    Press Releases Published: 09/06/2016 Last modified: 09/06/2016
    Between 2008 and 2010 PCD arranged for over 350 customers to be advised and invested nearly £24 million of customers’ funds in potentially unsuitable investments. ... Between August 2008 and July 2010 Mr Kelly invested customers’ pension funds in