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Showing 1321 to 1330 of 2139 search results for Final Notice refers to breaches.
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Notice of Decision 2024: Baber Khan trading as The Dental Healthcare Centre and Cleveland Cosmetic and Dental Implant Clinic [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2023: Scott Caseby [pdf]
This Notice of Decision refers to a failure to carry on regulated activities -
Notice of Decision 2023: Waris Afzal [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
FCA decision notice 2016: Arif Hussein [pdf]
This decision notice refers to breaches of FIT related to a lack of fitness/propriety in the investment bank sector. Our view is that a prohibition should be imposed. -
Notice of Decision 2023: Hycroft LLP [pdf]
The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Harry Stockwell (previously known as Lowcost Cars) [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2023: Malcolm Lockyer [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2023: Statum Limited [pdf]
This Final Notices refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation. -
Notice of Decision 2024: Bathscene Limited [pdf]
The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2023: Shuaib Hussain [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.