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Showing 1331 to 1340 of 2139 search results for Final Notice refers to breaches.

1331. Notice of Decision 2023: Premium Stoves [pdf]

      Decision notices Published: 13/10/2023
      The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.    

1332. Notice of Decision 2024: Grundy Agricultural [pdf]

      Decision notices Published: 11/06/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1333. Notice of Decision 2023: Cranford Motors [pdf]

      Decision notices Published: 23/10/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1334. Notice of Decision 2023: Lenken Limited [pdf]

      Decision notices Published: 29/08/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1335. Decision Notice 2024: David John Alexander Stephen [pdf]

      Decision notices Published: 24/06/2024
      This Decision Notice (David John Alexander Stephen) refers to breaches of PRIN 1 and PRIN 6 related to failing to act with integrity and to failing to exercise due care, skill and diligence in the pensions sector. Our view is that a financial

1336. Notice of Decision 2024: Mr George Beatty (trading as GB Auto Sales) [pdf]

      Decision notices Published: 17/04/2024
      This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

1337. Notice of Decision 2024: Clarks Premier Limited [pdf]

      Decision notices Published: 27/03/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.     

1338. Final notice 2016: David Williams T/A Debts Maze Solutions [pdf]

      Final notices Published: 23/02/2016 Last modified: 25/02/2016
      This final notice deals with a breach of COND. We refused this application for permission to carry on regulated activities of Debt Administration, Debt Collecting and Debt-Counselling as the application is incomplete.

1339. Notice of Decision 2023: Martin McDonnell [pdf]

      Decision notices Published: 25/07/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1340. Decision Notice 2023: Toni Fox [pdf]

      Decision notices Published: 01/09/2023
      This Decision Notice refers to breaches of APER 1 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. Our view is that a financial penalty, prohibition and withdrawal should be imposed.