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Showing 1341 to 1350 of 2139 search results for Final Notice refers to breaches.

1341. Notice of Decision 2023: Arggen 1 Limited [pdf]

      Decision notices Published: 10/08/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We impose a cancellation.

1342. Notice of Decision 2023: 5 Stars Motors Limited [pdf]

      Decision notices Published: 07/09/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.    

1343. Notice of Decision 2024: Hamblyn Cars Limited [pdf]

      Decision notices Published: 15/03/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.       

1344. Notice of Decision to Cancel 2024: Found Estates [pdf]

      Decision notices Published: 19/02/2024
      This decision notice refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to payment of charges owed to the FCA. We imposed a cancellation.

1345. Decision Notice 2018: Mohammad Ataur Rahman Prodhan [pdf]

      Decision notices Published: 04/12/2018
      This decision notice refers to an alleged breach of APER 6, and allegedly being knowingly concerned in a breach of PRIN 3 in relation to financial crime controls in the retail bank sector. We have proposed imposing a financial penalty.

1346. Notice of Decision 2024: Ftech Engineering Ltd [pdf]

      Decision notices Published: 19/03/2024
      This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

1347. Final Notice 2022: NWUS Ltd [pdf]

      Final notices Published: 04/03/2022
      We have issued a Final Notice to NWUS Ltd, refusing their application to carry on regulated activities as mentioned.

1348. Notice of Decision 2023: DD Automotive Ltd [pdf]

      Decision notices Published: 12/06/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1349. Decision Notice 2023: James Edward Staley [pdf]

      Decision notices Published: 12/10/2023
      This Decision Notice refers to breaches of the Senior Management Conduct Rules and Individual Conduct Rules relating to integrity and the disclosure of information to and relations with regulators. We have issued a Decision Notice seeking to impose

1350. Notice of Decision 2024: Regional Legal Limited [pdf]

      Decision notices Published: 20/03/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.