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Showing 1391 to 1400 of 2139 search results for Final Notice refers to breaches.

  1. Notice of Decision 2024: Efficiency Boilers Ltd [pdf]

    Decision notices Published: 22/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  2. Notice of Decision 2024: Stephen Edward Jeffery [pdf]

    Decision notices Published: 18/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. Notice of Decision 2023: The Furniture Liquidator Ltd [pdf]

    Decision notices Published: 09/06/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  4. Notice of Decision 2023: Gordon John Stamper [pdf]

    Decision notices Published: 24/08/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  5. Notice of Decision 2023: RGS Forfar Limited [pdf]

    Decision notices Published: 21/08/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  6. FCA Decision Notice 2016: Andrew Tinney [pdf]

    Decision notices Published: 14/09/2016 Last modified: 16/08/2019
    This decision notice refers to breaches of APER 1 and FIT related to culture/governance, failing to be open and co-operative and a lack of fitness/propriety in the wealth management and private banking sector. Our view is that a public censure and

  7. Final Notice 2018: Ian Murray [pdf]

    Final notices Published: 26/06/2018
    This final notice

  8. Notice of Decision 2024: Clarus Motorpark Limited [pdf]

    Decision notices Published: 23/04/2024
    The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation.  

  9. Notice of Decision 2023: The Carrosserie Company (UK) Limited [pdf]

    Decision notices Published: 25/07/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation

  10. Notice of Decision 2023: Demhayal UK Limited [pdf]

    Decision notices Published: 12/06/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
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