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Showing 1461 to 1470 of 2139 search results for Final Notice refers to breaches.

  1. Notice of Decision 2023: Raven Tipper Hire Ltd (formerly known as Elite Cars & Recovery Limited) [pdf]

    Notices and decisions Published: 12/09/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  2. Notice of Decision 2023: AP Paper Supplies Limited [pdf]

    Decision notices Published: 13/11/2023 Last modified: 10/01/2024
    This Notice of Decision (AP Paper Supplies Limited) refers to a failure to carry on regulated activity. We imposed a cancellation.

  3. Notice of Decision 2024: UK Automotive Specialists Limited [pdf]

    Decision notices Published: 16/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  4. FCA Decision Notice 2013: Clive John Rosier [pdf]

    Decision notices Published: 23/05/2013 Last modified: 04/06/2015
    This decision notice refers to breaches of APER 2 and 7 related to unfair treatment of customers in relation to complaints-handling and lack of fitness/propriety in the investment advisors and platforms sector. Our view is that a fine, withdrawal

  5. Decision Notice: Eric Ka Chi Siu [pdf]

    Decision notices Published: 31/05/2019
    This decision notice (Eric Ka Chi Siu) refers to breaches of the Listing Principles and Disclosure Rules and Transparency Rules in the issuer sector. Our view is that a fine should be imposed.

  6. Final Notice 2024: Keyvolute Limited t/a Payshot Limited [pdf]

    Final notices Published: 18/06/2024
    This Final Notice refers to a failure to carry on payment service activities. We imposed a cancellation.  

  7. Final Notice 2018: Gary Lea Whitlock [pdf]

    Final notices Published: 26/06/2018
    This final

  8. Notice of Decision 2024: Commercial Trade Centre Limited [pdf]

    Decision notices Published: 22/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  9. Final notice 2016: Veena Bhandari [pdf]

    Final notices Published: 26/01/2016 Last modified: 26/01/2016
    This final notice refers to a candidate for approval to perform controlled functions. The candidate did not satisfy us that they met the competence & capability criteria of the FCA’s Fit and Proper Person Test. We refused the application.

  10. Notice of Decision 2023: Gateway Financial Solutions Limited [pdf]

    Decision notices Published: 07/07/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
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