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Showing 1521 to 1530 of 2139 search results for Final Notice refers to breaches.

  1. Final Notice 2019: Jed Stephen Kane [pdf]

    Final notices Published: 25/10/2019
    This final notice (Jed Stephen Kane) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  2. Decision Notice 2022: First Union (Europe) Limited [pdf]

    Decision notices Published: 20/01/2023
    This notice of decision to cancel (First Union (Europe) Limited) refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to failing to be open and co-operative in the

  3. Decision Notice 2023: John Charles Roche [pdf]

    Decision notices Published: 29/08/2023
    Headnote sentence: This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  4. Final Notice 2018: L27 (Liverpool) Credit Union Limited [pdf]

    Final notices Published: 29/03/2018
    This final notice refers to a cancellation of permission pursuant to exercising powers under section 55J of FSMA in the credit union sector.

  5. Final Notice 2018: Johnny Oxley [pdf]

    Final notices Published: 25/04/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2020: Mark Ireland [pdf]

    Final notices Published: 26/11/2020 Last modified: 26/11/2020
    This final notice refers to a failure to satisfy the Effective Supervision and Suitability Threshold Conditions (COND) in the consumer credit sector. We imposed a cancellation.

  7. Final notice 2018: Ian Emery [pdf]

    Final notices Published: 17/01/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. Notice of Decision 2024: Landmark Financial Resources (Mortgages) Limited [pdf]

    Decision notices Published: 18/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.  

  9. Final Notice 2019: Shaun Rowe [pdf]

    Final notices Published: 09/01/2020
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2019: Trevor Alan Oakley [pdf]

    Final notices Published: 12/10/2012 Last modified: 26/01/2021
    This final notice (Trevor Alan Oakley) refers to a failure to satisfy FIT criteria and demonstrate fitness and propriety, therefore the application (for authorisation) was refused.
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