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Showing 1631 to 1640 of 2139 search results for Final Notice refers to breaches.

  1. Final Notice 2024: MJL Focus Marketing Ltd [pdf]

    Final notices Published: 26/02/2024
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Claims Management sector. We imposed a cancellation.

  2. Final Notice 2020: Inter Claims Ltd [pdf]

    Final notices Published: 05/11/2020 Last modified: 05/11/2020
    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.

  3. Final Notice 2021: Advantage Hire Ltd [pdf]

    Final notices Published: 28/10/2021
    This Final Notice refers to a failure to satisfy the Fit and Proper Test (FIT). We refused the individual’s application for approval.

  4. Final Notice 2020: Gareth John Mason [pdf]

    Final notices Published: 31/07/2020
    This final notice (Gareth John Mason) refers to a failure to satisfy the Effective Supervision Threshold Condition (COND) in the consumer credit sector. We imposed a cancellation.

  5. Decision Notice: Andrew Page (Director of FPL) [pdf]

    Decision notices Published: 09/05/2018
    This decision notice (Andrew Page (Director of FPL)) refers to breaches of APER 1 and FIT related to a lack of fitness/propriety, mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that a

  6. Final Notice 2018: MB Top Cars Limited [pdf]

    Final notices Published: 13/12/2018
    This final notice (MB Top Cars Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2018: Paul John Flowers [pdf]

    Final notices Published: 06/03/2018
    This final notice refers to a lack of fitness and propriety and is related to culture/governance in the retail bank sector. We imposed a prohibition.

  8. Final Notice 2019: BHP Leasing Ltd [pdf]

    Final notices Published: 04/10/2019
    This final notice (BHP Leasing Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2018: Credit Car Ltd [pdf]

    Final notices Published: 12/06/2018
    This FCA final notice (Credit Car Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2018: NSA Rentals Ltd [pdf]

    Final notices Published: 19/11/2018
    This final notice (NSA Rentals Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
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