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Showing 1741 to 1750 of 2139 search results for Final Notice refers to breaches.

  1. Final Notice 2018: Kenwood London Limited [pdf]

    Final notices Published: 19/11/2018
    This final notice (Kenwood London Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  2. Decision Notice 2022: Business Support and Financial Company Ltd [pdf]

    Decision notices Published: 20/01/2023
    This notice of decision to cancel refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to failing to be open and co-operative in the trading firm sector. We imposed

  3. Final Notice 2018: BGR Musical Instruments [pdf]

    Final notices Published: 25/07/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2018: M and M Supplies (Willas McAdam trading as) [pdf]

    Final notices Published: 21/09/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2018: National Assistance Ltd [pdf]

    Final notices Published: 24/04/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2022: Arumpro Capital Limited [pdf]

    Final notices Published: 18/01/2022
    This Final Notice (Arumpro Capital Limited) refers to a failure to satisfy the effective supervision and suitability threshold conditions (COND) and to be open and co-operative with the Authority (PRIN 11) in relation to a firm within the TPR. We

  7. Final Notice 2018: Centre for Dentistry Limited [pdf]

    Final notices Published: 11/01/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2019: Taylor Howarth Associates [pdf]

    Final notices Published: 29/10/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Mortgages sector and General Insurance and Protection sector. We imposed a cancellation

  9. Final Notice 2022: A38 Motor Company Ltd [pdf]

    Final notices Published: 03/03/2022
    This final notice refers to a failure to satisfy the Fit and Proper test (FIT). We refused the individual’s application for approval.

  10. Final Notice 2019: KTS Enterprises Limited [pdf]

    Final notices Published: 18/06/2019
    This final notice (KTS Enterprises Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
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