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Showing 1811 to 1820 of 2139 search results for Final Notice refers to breaches.
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Final Notice 2021: Marco Carvalho (trading as MPR Car Sales) [pdf]
This final notice Marco Carvalho (trading as MPR Car Sales) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation -
Final Notice 2019: LB Fitness Services Ltd [pdf]
This final notice (LB Fitness Services Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2021: Car Finance Today Limited [pdf]
This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation. -
Final Notice 2017: Dorset Motor Company Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Second Supervisory Notice 2020: Fortuna Wealth Management Limited [pdf]
This second supervisory notice refers to breaches of the supervision threshold conditions (COND) and to breaches of PRIN1 and PRIN11 related to lack of fitness/propriety and failing to be open and co-operative in the investment adviser sector. We -
Final Notice 2018: Grove Car Centre Limited [pdf]
This FCA final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: David James Young [pdf]
This final notice (David James Young) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: Apparel Craft Equipment (ACE) Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2019: Nigel Oxman Cars Limited [pdf]
This final notice (Nigel Oxman Cars Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Notice of Decision 2024: Shelter Housing Advice and Research Project (Leicester) Ltd. [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.