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Showing 981 to 990 of 2139 search results for Final Notice refers to breaches.

981. Final Notice 2018: Christian Bittar [pdf]

     Final notices Published: 14/09/2018
     This final notice refers to knowing concern in breaches of Principle 5 related to benchmark submissions. We imposed a prohibition.

982. Final notice 2020: Exigotrade Ltd [pdf]

     Final notices Published: 28/01/2020
     This final notice (Exigotrade Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

983. Final Notice 2022: Pembrokeshire Mortgage Centre Limited (trading as County Financial Consultants) (in liquidation) [pdf]

     Final notices Published: 02/12/2022
     This Final Notice (Pembrokeshire Mortgage Centre Limited (trading as County Financial Consultants)) refers to breaches of Principles 3, 7 and 9 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We

984. Final Notice 2020: Sukhvir Tiwana [pdf]

     Final notices Published: 12/02/2020
     This final notice (Sukhvir Tiwana) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

985. Final Notice 2020: Adrian Doherty [pdf]

     Final notices Published: 25/02/2020
     This final notice (Adrian Doherty) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

986. Final Notice 2022: John Gordon (trading as Magic Cycles) [pdf]

     Final notices Published: 27/10/2022
     This final notice (John Gordon - trading as Magic Cycles) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

987. Final Notice 2019: William Nelson [pdf]

     Final notices Published: 22/11/2019
     This final notice (William Nelson) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

988. Final Notice 2023: Smilewise Limited [pdf]

     Final notices Published: 27/03/2023
     This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

989. Final Notice 2022: Carlo Palombo [pdf]

     Final notices Published: 28/11/2022
     This Final Notice refers to Mr Palombo’s fitness and propriety to perform a regulated function, following his conviction for conspiracy to defraud. We have prohibited Mr Palombo from performing any function in relation to a regulated activity.

990. Final Notice 2023: Autofinch Limited [pdf]

     Final notices Published: 27/07/2023
     This final notice (Autofinch Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.