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Showing 1021 to 1030 of 1305 search results for Final Notice refers to breaches of APER.

  1. Final Notice 2017: Dunston Car Centre Limited [pdf]

    Final notices Published: 30/08/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2015: Minis 4 All Tastes Limited [pdf]

    Final notices Published: 29/06/2015 Last modified: 29/06/2015
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  3. Final Notice 2019: Goldman Sachs International [pdf]

    Final notices Published: 01/04/2019
    This final notice (Goldman Sachs International) refers to breaches of SUP 17, SUP 15 and PRIN 3 related to transaction reporting failures in the investment bank sector. We imposed a fine.

  4. Final Notice: SOS Financial Services Limited [pdf]

    Final notices Published: 20/10/2017
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal

  5. Final Notice 2018: Solomon Car Sales Ltd [pdf]

    Final notices Published: 31/01/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2020: Westgate Wheels Ltd [pdf]

    Final notices Published: 14/12/2020
    This final notice (Westgate Wheels Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2015: Kudu Emerging Markets Limited [pdf]

    Final notices Published: 04/11/2015 Last modified: 04/11/2015
    This Final Notice refers to breaches of PRIN 11 related to failing to be open and co-operative and threshold conditions in the Investment Adviser sector. We imposed a cancellation.

  8. Final Notice 2020: Clacton Car Sales Ltd [pdf]

    Final notices Published: 21/05/2020
    This final notice (Clacton Car Sales Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  9. FCA Final Notice 2014: Collingwood Mourton Associates Limited [pdf]

    Final notices Published: 18/12/2014 Last modified: 18/12/2014
    This final notice refers to breaches of threshold conditions in the investment and home finance sector. We imposed a cancellation.

  10. Final Notice 2015: Mobile Money Transfer Limited [pdf]

    Final notices Published: 11/08/2015 Last modified: 11/08/2015
    This final notice refers to breaches of PSR, related to payment service regulations and failing to be open and co-operative in the payment services sector. We imposed a cancellation.
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