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Showing 1131 to 1140 of 1305 search results for Final Notice refers to breaches of APER.
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Final Notice 2019: Linear Investments Limited [pdf]
This final notice (Linear Investments Limited) refers to breaches of PRIN 3 related to market protection and market abuse in the trading firm sector. We imposed a fine. -
Final notice 2018: Worldwide Central Repository Limited [pdf]
This final notice refers to breaches of COND related to Threshold conditions in the consumer credit sector. We imposed a refusal. -
Final Notice 2019: JS Bedford Motors Ltd [pdf]
This final notice (JS Bedford Motors Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2021: Triton Insurance Brokers Ltd [pdf]
This final notice refers to a firm no longer having any regulated activities in its permission, in the designated investment business and insurance business sector. We imposed a cancellation. -
Final Notice 2018: Reginald George Arthur Jones [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2022: Naveed Hussain (trading as Star Motors) [pdf]
This Final Notice (Naveed Hussain (trading as Star Motors)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a -
Final Notice 2022: Maitiu Donnelly (trading as Alta Autos) [pdf]
This Final Notice (Maitiu Donnelly (trading as Alta Autos)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a -
Final Notice 2017: Collins Ward Capital Management Ltd [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the wealth management and private banking sector. We imposed a cancellation. -
Final Notice 2020: Caerphilly Van Centre Limited [pdf]
This final notice Caerphilly Van Centre Limited refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Mint Autos of Wakefield Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.