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Showing 441 to 450 of 1305 search results for Final Notice refers to breaches of APER.

441. Final Notice 2022: Santander UK Plc [pdf]

     Final notices Published: 09/12/2022
     This Final Notice refers to breaches of PRIN 3 related to the risk of financial crime in the Retail Banking sector. We imposed a financial penalty.

442. Final Notice 2023: Zereen Money Limited [pdf]

     Final notices Published: 17/05/2023
     This final notice refers to breaches of payment services regulations (PSR) related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

443. Final Notice 2016: Dale Robert Walker [pdf]

     Final notices Published: 01/11/2016
     This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

444. FCA Final Notice 2013: Praetor Capital LLP [pdf]

     Final notices Published: 02/07/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the asset management sector. We imposed a cancellation.

445. Final Notice 2015: M8’s Rates Loans Limited [pdf]

     Final notices Published: 14/08/2015 Last modified: 14/08/2015
     This final notice refers to breaches of COND and CONC, related to threshold conditions in the consumer credit sector. We imposed a refusal.

446. Final notice 2016: Jonathan R Milnes [pdf]

     Final notices Published: 25/02/2016 Last modified: 25/02/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

447. Final Notice 2023: Brian Hamilton [pdf]

     Final notices Published: 16/08/2023
     This final notice (Brian Hamilton) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in relation to a firm within the Temporary Permissions Regime. We imposed a

448. Final Notice 2024: Global 4X Limited [pdf]

     Final notices Published: 13/06/2024
     This final notice refers to breaches of Payment Services Regulations 2017 related to a failure to meet the conditions of authorisation. We imposed a cancellation.

449. Final Notice 2017: HRS (Luton) Limited [pdf]

     Final notices Published: 02/05/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

450. Final Notice 2015: Kenneth George Carver [pdf]

     Final notices Published: 30/03/2015 Last modified: 30/03/2015
     This final notice refers to breaches of MAR related to market abuse in the issuer sector. We imposed a fine.