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Showing 491 to 500 of 1305 search results for Final Notice refers to breaches of APER.

491. Final Notice 2018: David Lloyd [pdf]

     Final notices Published: 08/05/2018
     This final notice (David Lloyd) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

492. Final Notice 2017: MGV Motors (Gintare Varinauskiene trading as) [pdf]

     Final notices Published: 24/05/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

493. Final Notice 2022: Elite UK Claims [pdf]

     Final notices Published: 30/09/2022
     Final Notice 2022: Elite UK Claims. This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Claims Management Company sector. We refused the firm’s application for authorisation

494. FCA Final Notice 2013: Hyde Gardens Limited [pdf]

     Final notices Published: 21/06/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the investment advisors & platforms sector. We imposed a cancellation.

495. Final Notice 2017: Damian Frank Clarke [pdf]

     Final notices Published: 01/06/2017
     This final notice refers to a breach of FIT relating to a lack of fitness/propriety in the asset management sector. We imposed a prohibition.

496. Final Notice 2020: Carl Brookes [pdf]

     Final notices Published: 30/09/2020 Last modified: 30/09/2020
     This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

497. Final Notice 2019: Minstrel Ltd [pdf]

     Final notices Published: 16/10/2019
     This final notice (Minstrel Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

498. Final Notice 2017: Nazia Naweed Shah [pdf]

     Final notices Published: 14/03/2017
     This final notice refers to breaches of PSR related to failing to be open and cooperative in the payment services sector. We imposed a cancellation.

499. FCA Final Notice 2013: Horn Express Ltd (formerly Qaran Express Money Transfer Limited) [pdf]

     Final notices Published: 30/04/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to client money/assets in the payment services sector. We imposed a public censure.

500. Final Notice 2017: Michael Wilkinson Mortgages (trading as Michael Wilkinson) [pdf]

     Final notices Published: 02/02/2017
     This final notice refers to breaches of PRIN 4, PRIN 11, SUP, MIPRU and COND related to failing to be open and co-operative and threshold conditions in the general insurance and protection and mortgages sector. We imposed a cancellation.