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Showing 521 to 530 of 1305 search results for Final Notice refers to breaches of APER.

521. FCA Final Notice 2013: Credit-2Go Limited [pdf]

     Final notices Published: 04/11/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

522. FCA Final Notice 2014: Go Transfer Limited [pdf]

     Final notices Published: 11/08/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

523. FCA Final Notice 2014: 7722656 Canada Inc formerly carrying on business as Swift Trade Inc [pdf]

     Final notices Published: 24/01/2014 Last modified: 07/04/2015
     This final notice refers to breaches of MAR related to market abuse in the trading firms sector. We imposed a fine.

524. Final Notice 2016: KMLM Ltd [pdf]

     Final notices Published: 22/11/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

525. FCA Final Notice 2014: Shahid Sultan Babar [pdf]

     Final notices Published: 11/07/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

526. Final notice 2016: Dual Mortgage Brokers [pdf]

     Final notices Published: 29/06/2016 Last modified: 29/06/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

527. Final Notice 2020: Ballooner Limited [pdf]

     Final notices Published: 25/02/2020
     This final notice (Ballooner Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

528. Final Notice 2022: Luke Andrew Durrant [pdf]

     Final notices Published: 22/09/2022
     The Final Notice refers to breaches of FIT related to lack of fitness and proprietary in the General Insurance and Pensions sector. We imposed a prohibition.

529. Final Notice 2017: Charles Cook [pdf]

     Final notices Published: 09/10/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

530. Final Notice 2016: Remote Audit Ltd [pdf]

     Final notices Published: 21/11/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.