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Showing 531 to 540 of 1305 search results for Final Notice refers to breaches of APER.
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Final Notice 2016: Remote Audit Ltd [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: Edward John Booth [pdf]
This final notice refers to breaches of FIT related to lack of fitness/propriety and unfair treatment of customers in the consumer credit sector. We imposed a prohibition. -
Final Notice 2018: Mark Robert Kennedy [pdf]
This final notice refers to breaches of FIT related to lack of fitness/propriety and unfair treatment of customers in the consumer credit sector. We imposed a prohibition. -
Final Notice 2020: John Richards [pdf]
This final notice (John Richards) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2015: Paul Christopher Ridden [pdf]
This final notice refers to breaches of FIT, related to threshold conditions in the consumer credit sector. We imposed a cancellation. -
Final Notice 2016: Scott Michael Crawley [pdf]
This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition. -
Final notice 2018: VIP Wealth Ltd [pdf]
This final notice refers to breaches of COND related to Threshold conditions in the wholesale sector. We imposed a refusal. -
FCA Final Notice 2014: Managed Debt Services Ltd [pdf]
This final notice refers to breaches of TC and CONC related to threshold conditions in the consumer credit sector. We imposed a refusal. -
Final notice 2016: AKV Vehicles Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
FCA Final Notice 2014: David Lloyd Wren [pdf]
This final notice refers to breaches of PRIN 1 related to lack of fitness/propriety in the general insurance and protection sector. We imposed a withdrawal of approval, a fine and a prohibition.