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Showing 661 to 670 of 1305 search results for Final Notice refers to breaches of APER.

661. FCA Final Notice 2014: Yorkshire Building Society [pdf]

     Final notices Published: 16/06/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 7 related to financial promotions in the building society sector. We imposed a fine.

662. Final Notice 2019: Potters’ Music Shop (Croydon) Limited [pdf]

     Final notices Published: 25/07/2019
     This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in

663. Final Notice 2017: Janice Maureen Tomlinson [pdf]

     Final notices Published: 02/05/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

664. Final Notice 2017: GM Contracts Limited [pdf]

     Final notices Published: 27/02/2017
     This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

665. Final Notice 2021: Fairstern Ltd [pdf]

     Final notices Published: 03/02/2021
     This final notice (Fairstern Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

666. Final Notice 2022: Cars and Van Sales Ltd [pdf]

     Final notices Published: 23/11/2022
     This final notice (Cars and Van Sales Ltd) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Credit Broking sector. We refused the firm’s application for authorisation.

667. FCA Final Notice 2014: Coffin Insurance Services [pdf]

     Final notices Published: 25/11/2014 Last modified: 26/11/2014
     This Final Notice refers to breaches of Principle 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

668. FCA Final Notice 2014: John Christopher Hughes [pdf]

     Final notices Published: 29/04/2014 Last modified: 07/04/2015
     This final notice refers to breaches of FIT related to market protection, wholesale conduct, and lack of fitness/propriety in the investment bank. We imposed a prohibition.

669. Final Notice 2017: Richard Greenwood [pdf]

     Final notices Published: 11/10/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

670. Final Notice: Gemmax Solutions Limited [pdf]

     Final notices Published: 22/09/2016
     This final notice refers to breaches of PSR related to failing to be open and co-operative and payment services regulations in the payment services sector. We imposed a cancellation.