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Showing 801 to 810 of 1305 search results for Final Notice refers to breaches of APER.

801. Final notice 2016: Harrogate Van Centre Limited [pdf]

     Final notices Published: 05/05/2016 Last modified: 05/05/2016
     This final notice refers to breaches of PRIN 11, failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

802. FCA Final Notice 2014: RSA Mortgage Services [pdf]

     Final notices Published: 14/08/2014 Last modified: 07/04/2015
     This final notice refers to breaches of COND related to financial crime, client money/assets, failing to be open and co-operative, and lack of fitness/propriety in the mortgages sector. We imposed a withdrawal.

803. FCA Final Notice 2013: AXA Wealth Services Ltd (“AXA”) [pdf]

     Final notices Published: 13/09/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 9 and COBS related to mis-selling in the investment advisers and platforms sector. We imposed a fine.

804. Final Notice 2017: Church Hill Finance (Anthony Badaloo trading as) [pdf]

     Final notices Published: 09/11/2017
     This Final Notice refers to breaches of COND related to threshold conditions in the investment adviser sector. We imposed a cancellation.

805. Final Notice 2020: Harts Car Company Ltd [pdf]

     Final notices Published: 06/02/2020
     This final notice (Harts Car Company Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

806. Final Notice 2021: David Nicholas King [pdf]

     Final notices Published: 22/07/2021
     This Final Notice (David Nicholas King) refers to FIT relating to a lack of honesty and integrity in the investment advisory sector. We imposed a prohibition.

807. Final notice 2020: Intignis Media Ltd [pdf]

     Final notices Published: 21/05/2020
     This final notice (Intignis Media Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

808. FCA Final Notice 2014: Forex Trading (UK) Limited [pdf]

     Final notices Published: 17/03/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

809. FCA Final Notice 2014: Mega Advice Services Ltd [pdf]

     Final notices Published: 11/07/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

810. Final Notice 2015: Clydesdale Bank Plc [pdf]

     Final notices Published: 14/04/2015 Last modified: 14/04/2015
     This final notice refers to breaches of PRIN 6 and DISP related to unfair treatment of customers and complaints handling in the retail banks sector. We imposed a fine.