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Showing 871 to 880 of 1305 search results for Final Notice refers to breaches of APER.

871. Final notice 2017: CW Interiors Limited [pdf]

     Final notices Published: 07/02/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

872. Final notice 2017: Bishop Car Sales Limited [pdf]

     Final notices Published: 21/02/2017
     This final notice refers to breaches of COND and Principle 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

873. Final Notice 2022: TSB Bank plc [pdf]

     Final notices Published: 20/12/2022
     This Final Notice refers to breaches of Prin 2 related to failing to exercise due skill, care and diligence and Prin 3 for not taking reasonable care in organising and controlling its affairs responsibly and effectively, with adequate risk

874. Final notice 2020: Standout Campers Ltd [pdf]

     Final notices Published: 29/05/2020
     This final notice (Standout Campers Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

875. Final Notice 2015: Deutsche Bank AG [pdf]

     Final notices Published: 23/04/2015 Last modified: 23/04/2015
     This final notice refers to breaches of PRIN 5, PRIN 3 and PRIN 11 related to wholesale conduct, benchmarks, failing to be open and co-operative and culture/governance in the investment bank sector. We imposed a fine.

876. Final Notice 2022: D T Cars & Commercials Ltd [pdf]

     Final notices Published: 13/04/2022
     This final notice (D T Cars & Commercials Ltd) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation.

877. Final Notice 2015: Gamma Transfers (UK) Limited [pdf]

     Final notices Published: 03/09/2015 Last modified: 03/09/2015
     This final notice refers to breaches of PSR related to Payment Services Regulations, failing to be open and co-operative in the payment services sector. We imposed a cancellation.

878. Final notice 2017: Graham Patrick Lockstone [pdf]

     Final notices Published: 15/12/2017
     This final notice refers to breaches of FIT related to a lack of fitness and/propriety in the general insurance and protection sector. We imposed a prohibition.

879. Final Notice 2020: Auto Planet London Limited [pdf]

     Final notices Published: 24/09/2020 Last modified: 24/09/2020
     This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

880. FCA Final Notice 2014: AL-Noor Corporation Limited [pdf]

     Final notices Published: 14/08/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.