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Showing 971 to 980 of 1305 search results for Final Notice refers to breaches of APER.
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Final Notice 2019: Sure-Fire Gas Ltd [pdf]
This final notice (Sure-Fire Gas Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Christopher James Gocher [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2016: Patrick Francis McCreesh [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
FCA Final Notice 2013: Guaranty Trust Bank (UK) Limited [pdf]
This final notice refers to breaches of PRIN 3 related to financial crime in the retail banks sector. We imposed a fine. -
Final Notice 2023: Progress Motor Company Ltd [pdf]
This final notice (Progress Motor Company Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2015: Exotic Money Services Limited [pdf]
This final notice refers to breaches of PSR, related to payment service regulations and failing to be open and co-operative in the payment services sector. We imposed a cancellation. -
FCA Final Notice 2014: Newgate Finance & Properties Limited [pdf]
This final notice refers to breaches of PRIN 11 related to threshold conditions in the mortgages sector. We imposed a cancellation. -
Final Notice 2015: Alpha Accident Claims Limited [pdf]
This final notice refers to breaches of Threshold Conditions, PRIN 11, failing to be open and co-operative in the General Insurance Intermediary sector. We imposed a cancellation. -
Final notice 2016: ABC Insolvency Services Limited [pdf]
This final notice refers to breaches of COND and PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal. -
Final Notice 2024: Link Fund Solutions Limited [pdf]
This Final Notice refers to a failure by Link Fund Solutions Limited to act with due skill, care and diligence in carrying out its role as Authorised Corporate Director of the Woodford Equity Income Fund. We imposed a requirement to pay restitution