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Showing 431 to 440 of 1097 search results for Final Notice refers to breaches of APER 7 related.

431. Final Notice 2018: Kelly Lewis [pdf]

     Final notices Published: 21/09/2018
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

432. Final Notice 2018: Emily Cook [pdf]

     Final notices Published: 18/05/2018
     This final notice (Emily Cook) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

433. Final Notice 2024: Inspirational Financial Management Ltd (in administration) [pdf]

     Final notices Published: 11/03/2024
     This Final Notice (Inspirational Financial Management Ltd (in administration)) refers to breaches of Principles 3, 6 and 9 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a financial

434. Final Notice 2020: Ballooner Limited [pdf]

     Final notices Published: 25/02/2020
     This final notice (Ballooner Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

435. Final Notice 2020: Adnan Hassan [pdf]

     Final notices Published: 16/10/2020 Last modified: 16/10/2020
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

436. Final Notice 2024: Global 4X Limited [pdf]

     Final notices Published: 13/06/2024
     This final notice refers to breaches of Payment Services Regulations 2017 related to a failure to meet the conditions of authorisation. We imposed a cancellation.

437. Final Notice 2015: Paul Christopher Ridden [pdf]

     Final notices Published: 18/02/2015 Last modified: 18/02/2015
     This final notice refers to breaches of FIT, related to threshold conditions in the consumer credit sector. We imposed a cancellation.

438. Final Notice 2015: Forexex Limited [pdf]

     Final notices Published: 24/07/2015 Last modified: 24/07/2015
     This final notice refers to breaches of Payment Services Regulations 2009, Regulation 13, related to lack of fitness/propriety and failing to be open and co-operative with the Authority. We imposed a refusal of the firm’s application for

439. Final Notice: Danes Autos Limited [pdf]

     Final notices Published: 21/10/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

440. FCA Final Notice 2014: Mark Ian Warner trading as Advanced Financial Management [pdf]

     Final notices Published: 29/05/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 11 related to threshold conditions in the investment advisor sector. We imposed an OIVOP and a cancellation.