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Showing 461 to 470 of 1097 search results for Final Notice refers to breaches of APER 7 related.

461. Final notice 2016: Dual Mortgage Brokers [pdf]

     Final notices Published: 29/06/2016 Last modified: 29/06/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

462. Final notice 2016: Trevor John Fry [pdf]

     Final notices Published: 30/06/2016 Last modified: 30/06/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

463. Final Notice 2018: Christian Bittar [pdf]

     Final notices Published: 14/09/2018
     This final notice refers to knowing concern in breaches of Principle 5 related to benchmark submissions. We imposed a prohibition.

464. Final Notice 2017: Deutsche Bank [pdf]

     Final notices Published: 31/01/2017
     This final notice refers to breaches of PRIN 3 and SYSC related to culture/governance and financial crime in the investment bank sector. We imposed a fine.

465. FCA Final Notice 2013: John Patrick Morris [pdf]

     Final notices Published: 15/08/2013 Last modified: 07/04/2015
     This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a OIVOP and cancellation.

466. Final Notice 2018: Polmaise Community Credit Union Limited [pdf]

     Final notices Published: 29/03/2018
     This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the credit union sector. We imposed a cancellation.

467. FCA Final Notice 2014: Managed Debt Services Ltd [pdf]

     Final notices Published: 26/07/2014 Last modified: 07/04/2015
     This final notice refers to breaches of TC and CONC related to threshold conditions in the consumer credit sector. We imposed a refusal.

468. Final Notice 2017: Terry Hodges [pdf]

     Final notices Published: 11/10/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

469. Final Notice 2017: MGV Motors (Gintare Varinauskiene trading as) [pdf]

     Final notices Published: 24/05/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

470. Final Notice 2019: Alonso Lopez [pdf]

     Final notices Published: 12/12/2019
     This final notice (Alonso Lopez) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.