Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1051 to 1060 of 1340 search results for Final Notice refers to breaches of FIT.

  1. Final Notice 2018: Solomon Car Sales Ltd [pdf]

    Final notices Published: 31/01/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  2. FCA Final Notice 2015: Highview Financial Services Limited [pdf]

    Final notices Published: 09/11/2015 Last modified: 09/11/2015
    This Final Notice refers to breaches of PRIN 6, PRIN 11, COND, DISP related to Threshold Conditions in the Consumer Credit sector. We imposed a cancellation.

  3. Final Notice 2020: Clacton Car Sales Ltd [pdf]

    Final notices Published: 21/05/2020
    This final notice (Clacton Car Sales Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2022: Hot Tub Oasis ltd [pdf]

    Final notices Published: 24/11/2022
    This Final Notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

  5. Final Notice 2015: Kudu Emerging Markets Limited [pdf]

    Final notices Published: 04/11/2015 Last modified: 04/11/2015
    This Final Notice refers to breaches of PRIN 11 related to failing to be open and co-operative and threshold conditions in the Investment Adviser sector. We imposed a cancellation.

  6. Final Notice 2019: WGV Holdings Ltd [pdf]

    Final notices Published: 29/07/2019
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2015: Mobile Money Transfer Limited [pdf]

    Final notices Published: 11/08/2015 Last modified: 11/08/2015
    This final notice refers to breaches of PSR, related to payment service regulations and failing to be open and co-operative in the payment services sector. We imposed a cancellation.

  8. Final Notice 2020: HMC Cars & Vans Limited [pdf]

    Final notices Published: 05/08/2020
    This final notice HMC Cars & Vans Limited refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2015: Diane Hunter t/a Village Autocare [pdf]

    Final notices Published: 02/09/2015 Last modified: 02/09/2015
    This final notice refers to breaches of COND and PRIN 11 related to threshold conditions, failing to be open and co-operative and lack of fitness/propriety in the consumer credit sector. We imposed a refusal.

  10. Final Notice 2018: Santander UK plc [pdf]

    Final notices Published: 19/12/2018
    This final notice (Santander UK plc) refers to breaches of PRIN 3, PRIN 6 and PRIN 11 related to governance, unfair treatment of customers, failing to act on information appropriately and failing to be open and co-operative in the retail bank sector.
Related searches
Related topics