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Showing 1331 to 1340 of 1340 search results for Final Notice refers to breaches of FIT.

1331. Supporting material for applications by consumer credit, mortgage and other consumer finance firms

      Firm authorisation Published: 15/11/2023 Last modified: 13/12/2023
      If you're applying to be authorised by the FCA, find out what supporting material to include in your application and how to prepare everything.

1332. Keynote address: Financial crime in the FCA world

      Speeches Published: 01/07/2013 Last modified: 18/07/2013
      Speech by Tracey McDermott, Director of Enforcement & Financial Crime, the FCA, at the FCA Financial Crime Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

1333. FCA fines Towergate and former director Timothy Philip for client and insurer money failings

      Press Releases Published: 13/07/2016 Last modified: 13/07/2016
      From December 2008, in breach of its agreements with insurers, Towergate changed the basis upon which it removed commission owed to it by insurers from its insurer money bank accounts. ... Final notices for Towergate Underwriting Group Limited and

1334. 2017 Disclosure Log

      Last modified: 16/11/2023
      The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. 

1335. Service standards 2020/21

      Data Published: 15/07/2021 Last modified: 15/07/2021
      The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2020/21.

1336. FCA outcomes and metrics

      Data Published: 02/04/2022 Last modified: 01/07/2024
      The FCA is committed to being clear about how it is accountable for its progress. On this page the FCA sets out its outcomes and the metrics it will use to measure them.

1337. Our Perimeter Report

      Annual reports Published: 20/07/2022 Last modified: 05/04/2024
      Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products

1338. FSA publishes its Internal Audit Report on: review of the extent of awareness within the FSA of inappropriate LIBOR submissions

      Press Releases Published: 05/03/2013 Last modified: 29/03/2013
      The Financial Services Authority (FSA) has published its Internal Audit Report (the Report) on the London Interbank Offered Rate (LIBOR).

1339. Authorised fund managers’ assessments of their funds’ value

      Multi-firm reviews Published: 06/07/2021 Last modified: 06/07/2021
      This review sets out our findings from our review, where we looked at the processes used by different Authorised Fund Managers (AFMs) when they carry out assessments of value (AoVs or 'Value Assessments') for the funds they operate.

1340. FCA fines five banks £1.1 billion for FX failings and announces industry-wide remediation programme

      Press Releases Published: 12/11/2014 Last modified: 04/11/2019
      The Financial Conduct Authority (FCA) has imposed fines totalling £1,114,918,000 ($1.7 billion) on five banks for failing to control business practices in their G10 spot foreign exchange (FX) trading operations: Citibank N.A. £225,575,000 ($358