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Showing 251 to 260 of 1340 search results for Final Notice refers to breaches of FIT.

251. Final Notice 2024: Paydog Ltd [pdf]

     Final notices Published: 23/04/2024
     This Final Notice refers to a failure to carry on payment service activities. We imposed a cancellation.  

252. Final Notice 2017: Eastern Union Remittance and Exchange Limited [pdf]

     Final notices Published: 30/08/2017
     This final notice refers to breaches of Principle 11 related to failing to be open and

253. Final Notice 2013: Michael Coscia [pdf]

     Final notices Published: 03/07/2013 Last modified: 07/04/2015
     This final notice refers to breaches of MAR related to market abuse in the trading frims sector. We imposed a fine.

254. FCA Final Notice 2013: Mr Rahul Shah [pdf]

     Final notices Published: 13/11/2013 Last modified: 07/04/2015
     This final notice refers to breaches of MAR related to market abuse in the investment adviser sector. We imposed a fine and prohibition.

255. Final Notice 2023: Al Rayan Bank PLC [pdf]

     Final notices Published: 11/01/2023
     This Final Notice refers to breaches of Principle 3 related to Financial Crime in the Retail Bank sector. We imposed a Financial Penalty.

256. Final Notice 2019: Vale Veterinary Group [pdf]

     Final notices Published: 25/07/2019
     This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in

257. Final Notice 2023: Geoffrey Edward Armin [pdf]

     Final notices Published: 03/11/2023
     This Final Notice refers to breaches of Statements of Principle 2 and 7 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition. A payment of £200,000 is being made to

258. Final Notice 2019: Wedgwood Vehicle Solutions Limited [pdf]

     Final notices Published: 25/07/2019
     This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in

259. Final Notice 2022: Barclays Bank plc [pdf]

     Final notices Published: 28/02/2022
     This Final Notice (Barlclays Bank plc) refers to breaches of PRIN 2 related to financial crime in the corporate banking sector. We imposed a financial penalty.

260. Final Notice 2015: Alina Business & Financial Services Limited [pdf]

     Final notices Published: 14/01/2015 Last modified: 14/01/2015
     This final notice refers to breaches of PSR related to the Payment Services Regulations in the payment services sector. We imposed a cancellation.