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Showing 491 to 500 of 1340 search results for Final Notice refers to breaches of FIT.

491. Final Notice 2016: Bathesafely Limited [pdf]

     Final notices Published: 06/09/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

492. Final Notice 2018: Maddison Cars (John Maddison trading as) [pdf]

     Final notices Published: 21/09/2018
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

493. Final notice 2016: Treviso Coffee Co Limited [pdf]

     Final notices Published: 03/03/2016 Last modified: 03/03/2016
     This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

494. Final Notice 2015: Kenneth George Carver [pdf]

     Final notices Published: 30/03/2015 Last modified: 30/03/2015
     This final notice refers to breaches of MAR related to market abuse in the issuer sector. We imposed a fine.

495. Final Notice 2017: JT Motors [pdf]

     Final notices Published: 15/05/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

496. FCA Final Notice 2013: Praetor Capital LLP [pdf]

     Final notices Published: 02/07/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the asset management sector. We imposed a cancellation.

497. Final Notice 2015: Craig Anthony Welborn [pdf]

     Final notices Published: 09/12/2015 Last modified: 09/12/2015
     This final notice refers to breaches of COND and TC related to failing to be open and co-operativein the consumer credit sector. We imposed a refusal.

498. Final Notice 2022: Santander UK Plc [pdf]

     Final notices Published: 09/12/2022
     This Final Notice refers to breaches of PRIN 3 related to the risk of financial crime in the Retail Banking sector. We imposed a financial penalty.

499. FCA Final Notice 2013: Mustafa Dervish [pdf]

     Final notices Published: 18/10/2013 Last modified: 07/04/2015
     This final notice refers to breaches of APER 1 and 7 related to mis-selling, lack of fitness and propriety, and conflicts of interest in the investment advisors and platforms sector. We imposed a prohibition, withdrawal and a fine .

500. Final Notice 2017: Afzal Ali [pdf]

     Final notices Published: 05/01/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.